1.2
KOVACK SECURITIES, INC.
2020
01
2020-04-30T13:17:44.656-04:00
01
2020
100.00
52.17
1.42
1.36
45.05
Citadel Securities LLC
CDRG
76.19
82.72
90.00
70.91
57.87
0
0.0000
0
0.0000
0
0.0000
0
0.0000
VIRTU Americas LLC
NITE
11.60
6.57
4.00
0.00
26.90
0
0.0000
0
0.0000
0
0.0000
0
0.0000
National Financial Services LLC
XSTM
6.98
8.02
6.00
0.00
4.91
0
0.0000
0
0.0000
0
0.0000
0
0.0000
G1 Execution Services, LLC
ETMM
3.45
1.88
0.00
0.00
8.29
0
0.0000
0
0.0000
0
0.0000
0
0.0000
UBS Securities, LLC
UBSS
0.65
0.56
0.00
0.00
1.02
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NASDAQ Execution Services, LLC
NSDQ
0.48
0.00
0.00
20.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Two Sigma Securities, LLC
SOHO
0.44
0.25
0.00
0.00
1.02
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Cboe EDGX U.S. Equities Exchange
EDGX
0.22
0.00
0.00
9.09
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
50.74
0.39
2.89
45.98
Citadel Securities LLC
CDRG
61.94
71.27
56.41
30.15
48.77
0
0.0000
0
0.0000
0
0.0000
0
0.0000
National Financial Services LLC
XSTM
16.27
17.76
25.64
0.00
15.95
0
0.0000
0
0.0000
0
0.0000
0
0.0000
VIRTU Americas LLC
NITE
13.39
7.76
15.38
8.31
25.67
0
0.0000
0
0.0000
0
0.0000
0
0.0000
G1 Execution Services, LLC
ETMM
3.52
2.21
0.00
1.54
6.61
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NASDAQ Execution Services, LLC
NSDQ
1.68
0.00
0.00
30.46
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Cboe EDGX U.S. Equities Exchange
EDGX
1.12
0.00
0.00
20.31
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
UBS Securities, LLC
UBSS
0.93
0.43
2.56
0.92
1.91
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Two Sigma Securities, LLC
SOHO
0.58
0.51
0.00
0.00
0.82
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NYSE Arca
ARCA
0.32
0.00
0.00
5.85
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Cboe BZX U.S. Equities Exchange
ZBAT
0.14
0.00
0.00
2.46
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
55.41
1.27
20.06
23.25
Citadel Securities LLC
CDRG
38.97
35.86
60.00
46.38
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Susquehanna Capital Group
SUSQ
22.06
28.79
20.00
2.90
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
MORGAN STANLEY & CO. LLC
MSCO
17.28
19.70
20.00
10.14
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Citigroup Global Markets, Inc.
CITI
11.03
11.11
0.00
11.59
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Wolverine Execution Services LLC
WEXX
5.88
1.52
0.00
18.84
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
DASH FINANCIAL TECHNOLOGIES LLC
DASH
4.78
3.03
0.00
10.14
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
02
2020
100.00
27.42
0.43
0.89
71.26
Citadel Securities LLC
CDRG
67.31
72.60
85.71
58.14
62.02
0
0.0000
0
0.0000
0
0.0000
0
0.0000
VIRTU Americas LLC
NITE
17.56
12.07
0.00
2.33
23.89
0
0.0000
0
0.0000
0
0.0000
0
0.0000
National Financial Services LLC
XSTM
7.13
10.64
14.29
0.00
3.74
0
0.0000
0
0.0000
0
0.0000
0
0.0000
G1 Execution Services, LLC
ETMM
5.16
3.10
0.00
0.00
7.48
0
0.0000
0
0.0000
0
0.0000
0
0.0000
UBS Securities, LLC
UBSS
0.93
0.56
0.00
0.00
1.35
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Two Sigma Securities, LLC
SOHO
0.78
0.64
0.00
0.00
0.96
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NASDAQ Execution Services, LLC
NSDQ
0.62
0.00
0.00
37.21
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
JANE STREET CAPITAL, LLC
JNST
0.47
0.40
0.00
0.00
0.56
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Cboe EDGX U.S. Equities Exchange
EDGX
0.04
0.00
0.00
2.33
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
23.27
0.66
1.71
74.36
Citadel Securities LLC
CDRG
50.90
51.29
47.67
33.86
51.86
0
0.0000
0
0.0000
0
0.0000
0
0.0000
National Financial Services LLC
XSTM
20.49
30.24
36.05
0.00
11.11
0
0.0000
0
0.0000
0
0.0000
0
0.0000
VIRTU Americas LLC
NITE
18.37
11.98
10.47
10.05
26.05
0
0.0000
0
0.0000
0
0.0000
0
0.0000
G1 Execution Services, LLC
ETMM
5.71
4.00
2.33
2.12
7.90
0
0.0000
0
0.0000
0
0.0000
0
0.0000
UBS Securities, LLC
UBSS
1.06
0.84
0.00
1.06
1.33
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NASDAQ Execution Services, LLC
NSDQ
0.94
0.00
1.16
26.98
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Two Sigma Securities, LLC
SOHO
0.72
0.66
0.00
0.00
0.86
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Cboe EDGX U.S. Equities Exchange
EDGX
0.61
0.00
0.00
17.46
0.04
0
0.0000
0
0.0000
0
0.0000
0
0.0000
JANE STREET CAPITAL, LLC
JNST
0.59
0.44
0.00
0.00
0.82
0
0.0000
0
0.0000
0
0.0000
0
0.0000
State Street Global Markets, LLC
SSBS
0.31
0.55
2.33
0.00
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
36.41
1.54
29.74
32.31
Citadel Securities LLC
CDRG
25.55
18.31
0.00
33.87
100.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Susquehanna Capital Group
SUSQ
24.09
36.62
33.33
9.68
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
MORGAN STANLEY & CO. LLC
MSCO
23.36
30.99
33.33
14.52
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Wolverine Execution Services LLC
WEXX
10.22
4.23
0.00
17.74
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
DASH FINANCIAL TECHNOLOGIES LLC
DASH
9.49
4.23
0.00
16.13
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Citigroup Global Markets, Inc.
CITI
7.30
5.63
33.33
8.06
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
03
2020
100.00
42.26
2.45
4.56
50.73
Citadel Securities LLC
CDRG
73.81
76.67
76.51
67.77
69.41
0
0.0000
0
0.0000
0
0.0000
0
0.0000
VIRTU Americas LLC
NITE
8.99
7.28
4.03
2.20
14.26
0
0.0000
0
0.0000
0
0.0000
0
0.0000
National Financial Services LLC
XSTM
7.05
8.76
14.77
0.00
4.44
0
0.0000
0
0.0000
0
0.0000
0
0.0000
G1 Execution Services, LLC
ETMM
4.39
3.62
1.34
0.37
7.05
0
0.0000
0
0.0000
0
0.0000
0
0.0000
UBS Securities, LLC
UBSS
2.00
1.85
0.67
0.37
2.77
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NASDAQ Execution Services, LLC
NSDQ
1.87
0.00
0.00
27.84
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
JANE STREET CAPITAL, LLC
JNST
1.01
1.05
1.34
0.73
0.95
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Two Sigma Securities, LLC
SOHO
0.84
0.76
1.34
0.00
1.11
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Cboe EDGX U.S. Equities Exchange
EDGX
0.05
0.00
0.00
0.73
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
35.02
1.04
2.77
61.17
Citadel Securities LLC
CDRG
51.61
53.87
53.77
48.78
48.22
0
0.0000
0
0.0000
0
0.0000
0
0.0000
National Financial Services LLC
XSTM
22.70
27.11
27.36
0.00
18.01
0
0.0000
0
0.0000
0
0.0000
0
0.0000
VIRTU Americas LLC
NITE
11.84
9.27
4.72
4.88
17.09
0
0.0000
0
0.0000
0
0.0000
0
0.0000
G1 Execution Services, LLC
ETMM
5.96
4.72
1.89
3.66
8.41
0
0.0000
0
0.0000
0
0.0000
0
0.0000
UBS Securities, LLC
UBSS
3.30
2.95
0.94
0.00
4.34
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Two Sigma Securities, LLC
SOHO
1.56
1.07
2.83
0.00
2.45
0
0.0000
0
0.0000
0
0.0000
0
0.0000
JANE STREET CAPITAL, LLC
JNST
1.09
0.90
1.89
0.00
1.48
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NASDAQ Execution Services, LLC
NSDQ
0.82
0.00
3.77
18.29
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Cboe EDGX U.S. Equities Exchange
EDGX
0.80
0.00
0.00
19.51
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
NYSE Arca
ARCA
0.18
0.00
0.00
4.47
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]
100.00
16.41
0.77
37.95
44.87
Citadel Securities LLC
CDRG
46.05
30.77
50.00
52.70
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Wolverine Execution Services LLC
WEXX
18.14
0.00
0.00
26.35
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
MORGAN STANLEY & CO. LLC
MSCO
16.74
32.31
50.00
9.46
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Susquehanna Capital Group
SUSQ
9.77
29.23
0.00
1.35
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
DASH FINANCIAL TECHNOLOGIES LLC
DASH
6.05
4.62
0.00
6.76
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Citigroup Global Markets, Inc.
CITI
3.26
3.08
0.00
3.38
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
[Insert discussion of the material aspects of the relationship with this venue pursuant to rule 606(a)(1)(iv).]