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Clearing Services - Kovack Securities, Inc.

Kovack Securities uses the following clearing firms on a fully-disclosed basis to act as custodian of your securities and cash accounts in addition to executing and clearing trades through the exchange floors as well as ECN's. In essence, the clearing firms act as our intermediary when providing financial services for all types of private and institutional clients.

Pershing LLC (member FINRA, NYSE, SIPC) is a leading global provider of financial business solutions to more than 1,150 institutional and retail financial organizations and independent registered investment advisors who collectively represent approximately five million active investors. Financial organizations, investment professionals and independent registered investment advisors depend on Pershing’s depth of experience and consultative approach to provide them with forward-thinking solutions that help them to grow their businesses. Located in 20 offices worldwide, Pershing and its affiliates are committed to delivering dependable operational support, robust trading services, flexible technology, an expansive array of investment solutions, practice management support and service excellence. Pershing is a member of every major U.S. securities exchange, and its international affiliates are members of the Deutsche Börse, the Irish Stock Exchange and the London Stock Exchange. Pershing LLC is a BNY Mellon company. Additional information is available at www.pershing.com.


National Financial (NFS) is a wholly owned subsidiary of Fidelity Investments and offers a variety of products including RMA & BSA accounts which feature unlimited check-writing, a Platinum MasterCard and a credit reserve which will loan you up to 50% of the value of marginable securities in your account. In addition to a host of retirement plans, NFS also offers fee-based products allowing you to choose from more than 1,500 load and no-load mutual funds. No matter what products you choose, you'll receive a combined statement from NFS and a consolidated 1099 statement at the end of the year. .

For more information on Fidelity, please visit their website Online at www.nationalfinancial.com.


Copyright © 2000 - 2011, Kovack Securities, Inc., All Rights Reserved.
Member FINRA/SIPC, Florida Securities Dealers Association & Securities Industry Association
Corporate Headquarters: 6451 North Federal Highway, Suite 1201, Fort Lauderdale, Florida 33308
Ph: (954) 782-4771 Fax: (954) 943-7331 Email: info@kovacksecurities.com

Kovack Securities, Inc., (KSI) is a powerful partner for entrepreneurial financial advisors seeking to create their own successful business. Since our inception, helping financial representatives & advisors establish competitive, independent practices has been the primary focus of the Firm. Our successful, independent financial advisors share our vision in providing the quality of financial advice we believe every client deserves and have helped KSI grow to become one of the country's largest independent broker/dealers.

Kovack Securities & Kovack Advisors are focused on providing our advisors with the tools, resources and training to help manage the complexities of running their own practices. In turn, our advisors are able to focus on the needs, goals and objectives of their clients rather than office logistics. Our open product architecture and innovative fee–based programs coupled with our multiple Clearing Firms (National Financial Services & Pershing) provides our advisors with the flexibility to develop investment strategies which are best suited for their clients.