Ronald J. Kovack, Ph.D, CFP - Co-Founder & Chairman Ron is the Chairman, with 44 years experience in the securities industry including 19 years with Merrill Lynch and 10 years with Prudential Securities. Ron serves as a FINRA Chairperson Arbitrator and is also past Chairman of the FINRA District 7 Committee. Ron has been a Certified Financial Planner (CFP) since 1978 and holds BA, BS, MS and two Ph.D degrees. In addition, Ron has Series 7, 24, 27, 53, 63, 65, and 73 licenses. Ron is responsible for strategic planning and overseeing the general business affairs of the Firm.

Brian J. Kovack, Esq., CRCP - Co-Founder & President As an attorney, Brian is involved with many of the legal aspects including regulatory and securities law. Brian also serves as a FINRA Arbitrator and has a BS in Finance, MS in Accounting, and JD in Law. Brian’s professional licenses include the Series 7, 24, 27, 53, 63, and 65. Brian was elected and served on the NASD and FINRA Board of Governors during the years 2006 and 2007. He is a Certified Regulatory and Compliance Professional (CRCP) by the FINRA Institute for Professional Development and Wharton School of Business. As a former University of Florida linebacker and two (2) time SEC Academic Honor Roll, Brian handles many of the day-to-day business affairs which include close integration of technology and strategic business relations.