KSI In The News
Who We Are?

KSI Management

2010

> KSI Partners with Schwan FInancial Group as a Branch Office
> 13th Annual Independent Broker Guide
On Wall Street - September, 2010
> Changing of the Guard
FSI Voice, (Financial Services Institute) - September, 2010
> Brokers face escalating cost of E&O coverage
Investment News - August 9, 2010
> 13th Annual Independent Broker Guide
Independent Broker - August, 2010
> 2010 Broker/Dealer Resource Guide
Boomer Market Advisor - July, 2010
> Annual RIA Ranking
Financial Advisor - July, 2010
> Annual Independent Broker-Dealer Ranking
Financial Advisor - June, 2010
> Annual Independent Broker-Dealer Survey
Financial Advisor - June, 2010
> Spotlight Independent Broker-Dealers
Investment News - April 26, 2010

2009

> Brian Kovack Discusses Reg Ds
Investment News - September 28, 2009
> 12th Annual Independent Broker-Dealer Guide - Up & Comers
On Wall Street - September, 2009
> Survivors In A Stormy Market
Financial Advisor - July, 2009
> Finding the Retirement Planning Sweet Spot
Boomer Market Advisor - July
> Top Brokers-Dealers with reps earning $100k+
Investment News - January, 2009
> 12th Annual Independent Broker-Dealer Guide - Up & Comers
Financial Planning - January, 2009

2008

> 11th Annual Broker-Dealer Guide - Up & Comers
On Wall Street
> Directory of Independent Broker-Dealers
Investment News - December, 2008
> FP 50 - 2008's Biggest Fastest Growing Independent Broker-Dealers
Financial Planning - June, 2008
> Symposium - Financial Behavior in Retirement
SourceMeida - November
> Independent Broker Dealer Review
Financial Advisor - June, 2008
> National Association of Independent Broker Dealers (NAIBD) Opening Bell
Brian Kovack (far right), Board Member
NASDAQ Trading Site, New York, NY- October, 2008
> Directory of Independent Broker-Dealers
Investment News - May 2, 2008
> Services Steering Commitee Meeting
National Financial - February 7, 2008

2007

> Up & Comers
On Wall Street Magazine - September, 2007
> Board of Governers Election
FINRA Notice - September 26, 2007
> FINRA Announces Interim Board of Governers to Serve Until Annual Meeting for Board of Elections
FINRA Notice - August 2, 2007
> Indy Brokers Expand Offerings to Compete
Investment News - October 23, 2006
> BDs Open Their Purses
Investment News - October 9, 2006
> Advisor Council Semi-Annual Meeting
National Financial - September 21, 2006
> Father and Son Join NASD Board
Boomer Market Advisor - July, 2006
> District Nominating Commitee Elections
NASD Notice - May 23, 2006
> Local Brokers Named to NASD Board
South Florida Business Journal - May 5, 2006
> Independent Grabs NASD Seats
On Wall Street Magazine - March, 2006
> NASD Board Elections Heat Up
Investment News - January 23, 2006
> Dissidents Elected to NASD Board of Governors
Registered Rep. - February 3, 2006
> Nominees for NASD Board of Directors
NASD Notice - December 30, 2005
> Kovack Securities Works to Build Up Numbers of Reps
Investment News -March 28, 2005

2006

> Indy Brokers Expand Offerings to Compete
Investment News - October 23, 2006
> BDs Open Their Purses
Investment News - October 9, 2006
> Advisor Council Semi-Annual Meeting
National Financial - News - September 21, 2006
> Father and Son Join NASD Board
Boomer Market Advisor - July, 2006
> District Nominating Commitee Elections
NASD Notice - May 23, 2006
> Local Brokers Named to NASD Board
South Florida Business Journal - May 5, 2006
> Independent Grabs NASD Seats
On Wall Street Magazine - March, 2006
> NASD Board Elections Heat Up
Investment News - January 23, 2006
> Dissidents Elected to NASD Board of Governors
Registered Rep. - February 3, 2006

2005

> Nominees for NASD Board of Directors
NASD Notice - December 30, 2005
> Kovack Securities Works to Build Up Numbers of Reps
Investment News - March 28, 2005