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Revenue Sharing Agreements - Kovack Securities, Inc.

Our Firm offers a wide variety of mutual funds, variable annuities, real estate investment trusts and other securities products to clients. In certain instances, product companies participate in activities that are designed to help facilitate the distribution of their products, such as marketing activities and educational programs and by offsetting expenses that result from the cost of doing business.

In return for assistance in facilitating the activities described above, we may receive additional compensation from product sponsors. None of these additional payments are paid to any Registered Representative who may sell these products.

Currently, the list below participate with us for said revenues:

AIG
American Realty Capital
AXA
Cole Capital Corporation
Cottonwood Residential
Dividend Capital
First Trust
Franklin Square
Griffin Capital

Highland Capital
Hines Securities
Inland
Ivy Funds
Jackson National
Janus Capital Group
KBS
Lightstone
MetLife

NorthStar Realty Securities
Preferred Apartment Communities
Prudential
SC Distributors
Security Benefit
SmartStop Storage
Steadfast
Voya
WP Carey

If you would like more information, then please contact our Compliance Department for additional information.

Copyright © 2000 - 2017, Kovack Securities, Inc., All Rights Reserved.
Member FINRA/SIPC, Florida Securities Dealers Association & Securities Industry Association
Corporate Headquarters: 6451 North Federal Highway, Suite 1201, Fort Lauderdale, Florida 33308
Ph: (954) 782-4771 Fax: (954) 943-7331 Email: info@kovacksecurities.com

Kovack Securities, Inc., (KSI) is a powerful partner for entrepreneurial financial advisors seeking to create their own successful business. Since our inception, helping financial representatives & advisors establish competitive, independent practices has been the primary focus of the Firm. Our successful, independent financial advisors share our vision in providing the quality of financial advice we believe every client deserves and have helped KSI grow to become one of the country's largest independent broker/dealers.

Kovack Securities & Kovack Advisors are focused on providing our advisors with the tools, resources and training to help manage the complexities of running their own practices. In turn, our advisors are able to focus on the needs, goals and objectives of their clients rather than office logistics. Our open product architecture and innovative fee–based programs coupled with our multiple Clearing Firms (National Financial Services & Pershing) provides our advisors with the flexibility to develop investment strategies which are best suited for their clients.