Kovack Securities placed client orders on a fully disclosed basis through our clearing agreements with National Financial Services (NFS) and Pershing, LLC. Our order flow was not equally spread among these clearing firms whereas the majority of client orders were placed through NFS.

Pursuant to SEC Rule 11Ac1-6, to access order flow information for NFS, please click on the NFS link below. To access order flow information for Pershing, please click on the Pershing link below, type in "Kovack Securities, Inc" in the “Broker/Dealer's Full Name” field and click the “Display” button.


 

 

 

 

 

Copyright ©2017 Kovack Securities, Inc.,
Member FINRA / SIPC
6451 North Federal Highway, Suite 1201
Fort Lauderdale, Florida 33308
Ph: (954) 782-4771 Fax: (954) 943-7331
Email: info@kovacksecurities.com

 

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