Introduction
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Who We Are - Kovack Securities, Inc.

Kovack Securities Hlps You Create Your Own Brand

Kovack Securities Inc. (KSI) is a Privately Owned Independent Broker/Dealer that provides Registered Representatives, currently at Wire Houses, Retail houses and other Independent BD's in the industry, with a one-stop-shop for products and services to support a successful Hybrid Independent model. KSI offers FRIENDLY and unique back office support, technology, compliance, consulting and the perfect human touch to support your current business model and provide scalable solutions for growth. Our Broker/Dealer supports all of your investment needs with our wide array of products including equities, options, mutual funds, fixed income, insurance products and several Alternative Investments. Services offered through KSI and our sister company, Kovack Advisors Inc. (KAI) includes access to third party money managers, private client services group, third party institutional research, all in one technology solution, private labeling and marketing support to name just a few. Additionally, KSI provides PRO ACTIVE compliance to support your business to ensure your spotless status in our highly regulated industry.

Our Business Models

Whether you are looking to manage an individual operation or branch office managing several reps, KSI provides the tools, flexibility, infrastructure and compliance to expand your business to your desire. We provide personalized solutions for:

D.B.A. - You can operate as a DBA (Doing Business As) operating as an OSJ, branch or non-branch. This enhances your visibility to your clients in your marketing efforts and allows you to build YOUR business with your name.

Branch Office scalability - You can operate as a branch office with multiple registered and non-registered personnel. We have open architecture technology platforms in place to support your current branch office structure as it expands. You can carry the Kovack Securities Inc. name on your storefront.


Private Labeling scalability - Our proprietary technology can be private labeled with your DBA name. This allows you to market your business through the web and gives your website more credibility with a seamless log in from your public page to your client’s account.

Copyright © 2000 - 2011, Kovack Securities, Inc., All Rights Reserved.
Member FINRA/SIPC, Florida Securities Dealers Association & Securities Industry Association
Corporate Headquarters: 6451 North Federal Highway, Suite 1201, Fort Lauderdale, Florida 33308
Ph: (954) 782-4771 Fax: (954) 943-7331 Email: info@kovacksecurities.com

Kovack Securities, Inc., (KSI) is a powerful partner for entrepreneurial financial advisors seeking to create their own successful business. Since our inception, helping financial representatives & advisors establish competitive, independent practices has been the primary focus of the Firm. Our successful, independent financial advisors share our vision in providing the quality of financial advice we believe every client deserves and have helped KSI grow to become one of the country's largest independent broker/dealers.

Kovack Securities & Kovack Advisors are focused on providing our advisors with the tools, resources and training to help manage the complexities of running their own practices. In turn, our advisors are able to focus on the needs, goals and objectives of their clients rather than office logistics. Our open product architecture and innovative fee–based programs coupled with our multiple Clearing Firms (National Financial Services & Pershing) provides our advisors with the flexibility to develop investment strategies which are best suited for their clients.